The Information and Privacy Commission (IPC), as the
independent oversight agency responsible for resolving access appeals
under Ontario's Freedom of Information and Protection of Privacy Act and the Municipal Freedom of Information and Protection of Privacy Act, has jurisdiction to hear an appeal if the record or records involved are covered by the Acts, and to issue an order resolving the appeal.
In the vast majority of cases, an appeal ends when the
IPC had successfully mediated a resolution or has issued an order. IPC
decisions are not subject to appeal on the basis that a party
disagrees with the outcome. IPC decisions in access appeals can only
be challenged on limited grounds using a special type of court
proceeding called "judicial review." There are three basic grounds for
judicial review: (1) the IPC has no "jurisdiction" to decide the
matter; (2) the IPC's process is not "fair;" and (3) the IPC's
decision is "unreasonable" or "irrational."
Jurisdiction
The IPC's jurisdiction is established by the Acts. The Acts
apply to all records in the custody or under the control of provincial
and municipal institutions, except for certain records that are
expressly excluded. If a record is covered by the Acts, the IPC
has jurisdiction to hear an appeal and make an order. (The IPC has no
jurisdiction to order disclosure of a record that is not in the
custody or control of an institution.)
Fairness
The IPC's appeal process must be fair. This means that
the IPC must notify the requester, the institution, and any other
party directly affected by the appeal and give them an opportunity to
make representations on the issues raised. Provided the appeal process
meets these basic standards, the court allows the IPC to choose its
own procedures to ensure an efficient and effective determination of
the issues. (The IPC would be unfair if it ordered disclosure of an
individual's sensitive personal information without first hearing from
the individual.)
Reasonableness
The IPC must interpret the Acts reasonably in
light of the wording used by the Legislature. The IPC's decisions must
also be supported by the material presented by the parties and the
information contained in the records. The court will not overturn an
IPC decision just because it disagrees with the result, but only if
the decision is unreasonable. (For example, the IPC would be
unreasonable if it found that an individual's identifiable medical
records are not personal information.)
The Process
Judicial review of an IPC decision is commenced by a
notice of application issued out of Ontario's Divisional Court which
must be served on all the parties and the Attorney General. If the
application relates to an IPC order for the disclosure of records, the
IPC may "stay" its decision in an appropriate case until the Court
decides the matter. Alternatively, a party resisting disclosure can
ask the court for a stay.
The IPC then files its record of proceedings in court,
which consists of all of the material the IPC considered in reaching
its decision. Since this frequently includes confidential material
(like the records at issue), the IPC asks the court to "seal" the
IPC's private record of proceedings so that it does not become part of
the public court file. The applicant seeking judicial review then
delivers its written argument (called a factum), followed by the other
parties' written arguments. The court schedules a date for hearing the
application after it receives the applicant's factum.
Judicial review applications are usually heard by three
judges of the Divisional Court, although one judge may deal with the
matter in cases of urgency. After hearing from the parties, who are
usually but not always represented by legal counsel, the court may
issue a decision the same day or may reserve its decision in more
complicated cases to give the matter further thought.
If the court finds that the IPC's decision was made
within jurisdiction, resulted from a fair process, and was not
unreasonable, the application will be dismissed. If the IPC made one
or more errors, the court will usually grant the application and set
aside the entire IPC order, or the part that contains an error. In
some cases, that will be the end of the matter. In other cases, the
court may direct an issue back to the IPC to be decided according to the
principles or processes laid down in the court's ruling.
A party who is dissatisfied with the Divisional Court's
decision may apply for leave to appeal to Ontario's Court of Appeal.
Leave to appeal is usually granted only if the case raises issues of
public importance. A ruling of the Court of Appeal may be further
appealed to the Supreme Court of Canada with the leave of the high
court. In the first 15 years after the Freedom of Information and
Protection of Privacy Act was passed, leave to appeal to the Supreme
Court of Canada was only sought three times. In each case, the high
court denied leave to appeal.
In the overwhelming majority of cases over the last
several years, the IPC's orders have been upheld on judicial review or
on further appeal from the Divisional Court. Where an IPC decision
requiring the disclosure of records is upheld, the institution must
comply with the IPC order forthwith. Wilful failure to comply with the
IPC's order is an offence under the Acts.