Submission to the Standing Committee on Social Policy on Bill 183: The Adoption Information Disclosure Act, 2005
May 16, 2005
Anne Stokes Clerk Standing Committee on Social Policy Room 1405, Whitney Block Queen’s Park Toronto, Ontario M7A 1A2
Dear Ms. Stokes:
Thank you for providing the Office of the Information and Privacy Commissioner/Ontario (the Office) with the opportunity to comment on Bill 183, the Adoption Information Disclosure Act, 2005 (the Bill).
It is important to note that pursuant to section 165 of the Child and Family Services Act and section 28(2) of the Vital Statistics Act, records relating to adoptions do not fall within the scope of the Freedom of Information and Protection of Privacy Act (FIPPA). The reason for this exclusion highlights the confidential treatment of these records to date. When FIPPA was introduced, the legislature decided that certain confidentiality provisions in other statutes should prevail over the access provisions of FIPPA, including the records at issue. Part of my Office’s mandate under section 59(a) of FIPPA is to comment on the privacy implications of proposed legislative schemes. As a result, my Office was consulted by the Ministry of Community and Social Services before the Bill was introduced. In my view, the Bill raises some important privacy issues which I would like to address.
First, let me state that I am pleased to hear of the many positive reunions between birth parents and adopted persons where both parties have consented to the exchange of identifying information and have expressed a desire to meet. I am generally in favour of promoting openness in relation to adoption information, and I am not objecting to the application of the proposed amendments for adoptions that occur after the legislation takes effect, as long as clear, prior notice of non-confidentiality is provided and parties have a right to file a notice to prevent unwanted contact, a “contact veto.”
However, in my view, it would be inherently unfair to provide birth parents and adopted persons with unqualified access to identifying information retroactively, where such disclosure may profoundly affect those who relied on past assurances of confidentiality.
The solution I propose – that of a “disclosure veto” which would prevent the release of personally identifying information with respect to past adoptions – will improve the circumstances of the vast majority of individuals by allowing greater access while protecting the privacy rights of a minority. As I will demonstrate, the current Bill has the potential to negatively impact the lives of parties to adoptions who have lived with legitimate expectations of privacy. A disclosure veto for past adoptions is an appropriate mechanism with which to ease the transition to openness by protecting these expectations.
Retroactive Application and Assurances of Confidentiality
As noted above, my primary concern is with the retroactive application of the law and its potential impact on the privacy of individuals who entered into the adoption process in an era when confidentiality was the norm.
While addressing a previous adoption information disclosure Bill, the Ontario Association of Children’s Aid Societies submitted that “…from the time of the Adoption Act of 1927 until 1979, adoption records were sealed and all parties in the adoption process were guaranteed secrecy.”1 I note that even since the introduction of the Adoption Disclosure Register in 1979, identifying information could only be disclosed with consent of the parties2 or in exceptional circumstances.3 Under the current law, original birth registrations are sealed as well as all documents relating to adoption applications.4 The original adoption order is provided to adoptive parents by the Court, and a copy may only be disclosed to an adopted person by the Registrar of Adoption Information in exceptional circumstances.5
Accordingly, it is entirely reasonable for parties to adoption to have relied upon this statutory framework of confidentiality. Moreover, many were personally assured that their identities would remain private, with no expectation of that changing.
There has been considerable discussion lately about whether parties to adoption were in fact promised confidentiality. Some contend that there were no written guarantees of anonymity; others have advised that they were never promised confidentiality, and one birth mother informed us that she was given assurances that contact would be possible once her child turned 18 years of age.
Contrary to these comments, there is evidence based on the correspondence, e-mails and telephone calls we have received, that many birth parents were in fact promised confidentiality. I would like to take this opportunity to quote from correspondence we received from one birth mother to this effect:
...I made the hardest decision of my life 20 years ago alone with no family knowledge of my pregnancy or adoption. These proposed changes could completely upset my life as it stands today. My family know of nothing…I was told 20 years ago that my file was sealed and would not be opened without both consents…I am feeling completely overwhelmed at what I may be facing in 18 months...
And from another:
When I signed the adoption papers some 35 years ago, I was promised in a courtroom that my identity would be protected and that no identifying information about me would ever be released. I feel betrayed by the system.
And another:
In my case – which happened in the 1950’s, we birth mothers were promised complete confidentiality upon adoption. They (the government) assured me, that adoption records were sealed with no possibility of them being opened any time…Is it fair that after 50 years, I am faced with a disclosure that would shock and affect my whole family and create great difficulties?
And another:
I based my life on being told my file would always be sealed.
…
It is affecting many lives, causing much hardship and concern.
I am a birth mother from 1946. It is unbelievable they would go that far back to turn families upside down.
Several adopted persons also contacted our Office to object to the Bill based on their expectations of confidentiality. One writes that she has given considerable thought to revealing her identity to her birth parents, but decided to keep her identity confidential. She argues that implicit in her adoption was a promise by the Government of Ontario that her birth identity would be replaced by her new identity. Another adopted person stated that it should be her right to expect that promises made to her through the adoption order would be upheld.
Several adopted persons also contacted our Office to object to the Bill based on their expectations of confidentiality. One writes that she has given considerable thought to revealing her identity to her birth parents, but decided to keep her identity confidential. She argues that implicit in her adoption was a promise by the Government of Ontario that her birth identity would be replaced by her new identity. Another adopted person stated that it should be her right to expect that promises made to her through the adoption order would be upheld.
Another adopted person informed us:
I found out about adoption records being made public and I almost died! I can’t believe that the government would go out of their way to take away our right to privacy. … we didn’t have a right to have a say in our adoptions, and now we won’t have a right to save our families from being hunted down from the very people who sent us away to begin with. I believe that an adoptee should be able to VETO their records, and they stay that way until the adoptee decides differently.
From another adopted person:
… there are a significant number of adult adoptees who would also have their right to privacy violated with this proposed Act.
Adoptive parents have also informed us they were told by the courts and children’s aid societies that these documents would be permanently sealed.
It is apparent that the messages given to parties to adoption in Ontario may have varied over the years. But there is clear evidence that many birth parents were indeed given assurances of confidentiality and these assurances governed their lives – they relied on these promises. It has also become evident to me that some adopted persons have lived with expectations of confidentiality and privacy that they also wish to preserve.
In these circumstances, it is highly unfair to apply the new rule of openness retroactively, breaking what to many was a sacred covenant. As stated by Law Professor Ruth Sullivan in Sullivan and Driedger on the Construction of Statutes:6
It is obvious that reaching into the past and declaring the law to be different from what it was is a serious violation of rule of law ... [T]he fundamental principle on which rule of law is built is advance knowledge of the law. No matter how reasonable or benevolent retroactive legislation may be, it is inherently arbitrary for those who could not know its content when acting or making their plans. And when retroactive legislation results in a loss or disadvantage for those who relied on the previous law, it is unfair as well as arbitrary. Even for persons who are not directly affected, the stability and security of the law are diminished by the frequent or unwarranted enactment of retroactive legislation.
Ultimately, this is not an issue of whether a legally-binding contract was entered into by the Government and birth parents at the time of adoption. Rather, it is about recognizing that there was, at a minimum, an understanding or social contract that created an expectation of privacy and confidentiality that should not be retroactively revoked.
The Potential for Harm
I understand and completely accept that the current system of secrecy has had negative emotional and psychological impacts on some of those seeking information about birth relatives, which is why I support the trend toward future openness. However, it is imperative that the Standing Committee on Social Policy (the Committee) also be made aware of, and seriously consider, the potential emotional and psychological harm that may follow from the retroactive application of the law. Senses of being overwhelmed, horrified, shocked and betrayed are just a few of the emotions that have been expressed by individuals who will be affected by this Bill. Many have contacted us in tears at the prospect of the disclosure of identifying information. One dismayed caller expressed her fear of committing suicide:
… I was raped at the age of 17 and … I became pregnant after that and gave up the child for adoption … it would be a nightmare for me to have to face this whole situation …
I’ve been suffering from depression my whole life, having to hide this from my family and … I’m afraid that I would just simply go in the garage and shut the garage door and block the exhaust in my car and end my life over this.
A birth mother writes:
I too am terrified that what I thought was a promise of privacy many years ago may be broken and my world altered, possibly irreparably.
And from a birth mother, who conceived as a result of a sexual assault:
I was told that my records and file would be sealed … I do not want to relive the horror.
It is essential that the Committee recognize the potential for harm that may result from the retroactive application of the law.
Silent Stakeholders
One of the most fundamental values in Canadian society is that all persons and minorities are “recognized at law as human beings equally deserving of concern, respect and consideration.”7
The Committee will no doubt hear from individuals who support unqualified, retroactive access to adoption information. However, it must also be emphasized that those who have been living in reliance on past assurances of confidentiality and who oppose this Bill are very hesitant to come forward to speak in a similar manner. They cannot speak out for fear of being identified.
One birth mother writes:
I am writing on behalf of birth mothers and adoptees who are against retroactive adoption disclosure, and mostly for myself, a birth mother of [the] 1940s.
…
Retroactive is wrong. I do hope someone will speak for we who do not want it. We cannot go public because we will expose our privacy.
And from another:
…This legislation, if passed, will have such an impact on so many families but those of us who have concealed [our] pregnancies are powerless to write letters to the editor or speak out at meetings I understand they intend to hold.
…
I do so appreciate your speaking out for those of us who can’t [emphasis added].
We have also heard from adopted persons in this respect. One adopted person states:
Unlike those who lobby for complete openness, such as Parent Finders, we have no organized voice. We were living our lives, unaware that such a potential life changing debate was going on.
In my view, it is hard to escape the conclusion that the current Bill is already having the effect of re-stigmatizing a significant minority of birth mothers and adoptees as unworthy of equal concern, respect and consideration. Pressed apart and stereotyped, as many of them were, in an era where out of wedlock births were met with shame, the Bill would now pronounce that “openness” is the only “good.” The Bill accords no consideration to those birth parents who want or desperately need to assert the right to privacy they have relied on for so long. Similarly, it accords little consideration to adult adopted persons seeking to maintain their privacy.
In this regard, the mechanisms in the current Bill that attempt to address the problems of indiscriminate disclosure and contact that would be created by the retroactive application of the legislation are inadequate. The suggested process set out in the Bill for withholding the identity of an adopted adult in order to prevent significant harm is not a satisfactory solution. Its application is limited and the need to demonstrate “significant” harm too onerous. (I will make specific comments about this provision at the conclusion of this submission).
Furthermore, I am not convinced that contact vetoes will be effective despite attempts by the Bill to build in deterrents for violation of these notices. In New South Wales, for example, there have been some complaints that contact vetos have been breached.8 With over twice the number of adoption files in Ontario – approximately 250,000 – the impact in Ontario will likely be more profound.
It is also not possible to draw conclusions about the effectiveness of contact vetoes from experiences in the Canadian context. First of all, contact preferences may only be filed in Alberta for adoptions occurring after January 1, 2005 and no such preferences have yet been filed. British Columbia does not have a formal mechanism to track violations of contact vetoes and Newfoundland only has an extremely limited number of contact vetoes filed.
I have also been made aware that the sole option of a contact veto, in respect to past adoptions, could have a profound effect on individuals who live in small communities in Ontario. For example, one adopted person living in a smaller community whose birth mother had been searching for her, worries about being watched. She points out that:
… [one] can do a lot of things without having ‘contact’, such as driving past my house and watching me from a distance. I shouldn’t have to look over my shoulder for the rest of my life.
In summary, I submit that the retroactive application of the proposed law would unfairly break promises of confidentiality that were in fact given in Ontario to parties to adoption over the years. These promises were part of the social fabric of the time, and were codified in adoption legislation. This could have a devastating impact on the privacy of both birth parents and adopted persons, altering their lives in ways that were not foreseen.
It will also erode trust in government. If a government does not keep the promises made by another, what faith can there be in the promises being made by the present government?
Addressing Retroactivity Through a Disclosure Veto
It is my position that where adoptions occurred prior to the enactment of the legislation, adopted persons and birth parents should have the opportunity to prevent the disclosure of any personally identifying information about them by exercising a disclosure veto.
No other province in Canada has adoption disclosure laws that provide the kind of retroactive access that Ontario is now proposing. Quebec, Nova Scotia, Prince Edward Island and New Brunswick have laws where disclosure of adoption information is based on consent. In Manitoba and Saskatchewan, consent is required for disclosure relating to adoptions that took place before new adoption disclosure laws were implemented, and disclosure vetoes may be filed where adoptions take place after the new law was introduced.
British Columbia, Alberta and Newfoundland are the only provinces in Canada where open adoption legislation was applied retroactively. However, even in these provinces, disclosure vetoes are available for parties who entered into the adoption process before the introduction of these laws.
In Alberta, approximately five per cent of those eligible to file disclosure vetoes have done so to date.9 In British Columbia, even fewer – only approximately three per cent of potential applicants have filed disclosure vetoes.10
Based on the experience in these provinces, the vast majority of birth parents and adopted persons in Ontario would not file such vetoes. In fact – in practical terms, the low rate of vetoes in other provinces is strong evidence that the vast majority of Ontario birth parents and adopted persons would, in actuality, be able to fully access their birth registrations and adoption orders if desired. But the small yet significant minority who may be at risk or may oppose such potentially life-changing disclosure of their records would be protected.
I wish to emphasize that I fully support the provision of non-identifying medical, genetic and family history information where disclosure vetoes are filed, and all individuals should be strongly encouraged to provide this information.
I have attached in Appendix A a proposed amendment to Bill 183 which addresses disclosure vetos. The proposed amendment permits birth parents and adopted persons to register a written veto prohibiting disclosure of a birth registration or adoption order for those adoptions that came into effect prior to the coming into force of the Adoption Information Disclosure Act, 2005.
The proposed amendment also permits a birth parent who registers a disclosure veto to file a statement that includes: the reasons for wishing not to disclose identifying information, a summary of any available information about the medical and social history of the birth parents and their families, and any other relevant non-identifying information. Adopted persons may similarly provide reasons for wishing not to disclose identifying information as well as any other relevant non-identifying information. When a disclosure veto has been filed, the Registrar General is required to provide the non-identifying information to the applicant. The draft amendment also permits the cancellation of a disclosure veto and preserves the rights of birth parents and adopted adults to file contact notices.
In summary, the retroactive application of the disclosure provisions in this Bill is an unacceptable and unfair encroachment on the privacy rights of those parties to adoptions who were assured that identifying information would remain confidential. Consequently, I urge the Committee to introduce the option of a disclosure veto for those adoptions occurring before the introduction of the law.
It is important that the Committee clearly understand my position on retroactivity. I am not opposing the retroactive provisions of this Bill. I am opposing the blanket application of this Bill retroactively to every past adoption. If a disclosure veto is added to the Bill, the vast majority of birth parents and adopted persons will still enjoy full access to their adoption records. Evidence from other Canadian jurisdictions shows that only a small minority of individuals will exercise their disclosure veto rights. However, the introduction of a disclosure veto will protect these individuals while ensuring that the goal of greater openness is achieved.
Non-Disclosure Orders
I also object to two aspects of the limited non-disclosure process contemplated in section 48.4 of the current Bill. Although the Bill sets out a process for withholding the identity of an adopted person in order to prevent significant harm, the provision does not provide the same protection for birth parents. This is unconscionable. It is entirely conceivable that there may be birth parents who would be subject to the risk of significant harm upon disclosure of identifying information. Is the government saying that it would be acceptable for a birth parent to experience significant harm? The provision should be amended accordingly.11
In addition, we have heard from adoptive parents that this provision does not provide a viable avenue for those adopted persons who were apprehended from birth parents because their safety and well-being were at risk. We have been advised that it would be extremely traumatic for a young adult to appear before a tribunal in these circumstances, having to recount or relive painful past events. Furthermore, a contact veto would not offer protection from a birth parent who is potentially unstable or dangerous. Adoptive parents have advocated protective measures for these adopted persons, which include placing an automatic disclosure veto on their file. I encourage the Committee to consider additional protections for adopted persons in these circumstances.
Notification
Finally, there must be clear, prior notification to all parties to an adoption, particularly biological parents, that their identities will not remain confidential. This notice is extremely important so that there is no misunderstanding and no expectation of confidentiality, implicit or otherwise. Given the varied messages parties to past adoptions were given in this respect, a clear statutory provision mandating such notice is warranted to ensure uniform delivery of this message.
Conclusion
In sum, the introduction of an open adoption disclosure system will profoundly affect individuals in the adoption community in Ontario. For many, these changes will be welcomed. However, there are individuals who have governed their lives based on assurances of confidentiality and who will undoubtedly suffer from the retroactive nature of this Bill. The goal of greater openness of adoption records can be achieved without trampling on the rights of these individuals and potentially destroying their lives. A disclosure veto for past adoptions is imperative to protect those who were assured that their confidentiality would be protected. To do less would be tantamount to turning your collective backs on birth parents and adopted persons who were promised privacy, regardless of the consequences.
Original,
Ann Cavoukian, Ph.D. Commissioner
Letter from David Loukadelis, Information & Privacy Commissioner for British Columbia Letter from Jennifer Stoddart, Privacy Commissioner of Canada
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